NORMATIVE FRAMEWORK
TCP PROJECT FORMAT
"Formulation of National Irrigation Policy and Strategy"
I. PROJECT SUMMARY
This is a concise statement summarizing the problems for which assistance
is requested, the project's objectives, its main activities and results
that are expected by the end of the project.
Data Needs:
- Main features of the project, including its justification, objectives,
outputs as well as FAO inputs and Government contribution to the project
budget.
Data Sources:
- Individual sections of project document
II. BACKGROUND AND JUSTIFICATION
Identify the problem for which assistance is requested and provide evidence
that TCP criteria - which govern eligibility for TCP funding - are met.
Text should cover the following issues:
- role of agriculture in the economy
- rainfall regime, frequency of droughts
- main features of the irrigation subsector
- potential for expanding irrigated agriculture
- major constraints to be overcome
- policy issues that need to be addressed e.g. pricing of water, cost
recovery on capital investment, criteria for water allocation among competing
users, management options for smallholder irrigation, environmental impact
and land tenure.
- state why the assistance is particularly urgent and cannot be met from
other sources;
- state why the TCP assistance is needed and how it fits into Government
development plans and strategy.
There should be a clear element of capacity building. One paragraph should
state how the Government and the Ministry of Agriculture/Department of
Irrigation intend to build upon the technical assistance provided. That
should include the long-term and sustainable advantage that is expected
to result from the TCP assistance. The Government contribution to realizing
this advantage should be described.
Data Needs:
- Contribution of agriculture to GDP
- Share of agricultural labour force in total labour force
- Annual precipitation and its distribution
- Frequency of droughts
- Contribution of irrigation agriculture to total agricultural
production
- Surface and groundwater resources that offer scope for irrigation
development.
Data Sources:
- Ministry of Agriculture/Department of Irrigation (central and
provincial levels)
- Ministry of Planning/Finance
- Farmers groups
III. OBJECTIVES OF THE ASSISTANCE
"This section will state briefly but in specific terms, the particular
objective(s) which the project is expected to achieve. The project objective
is defined as a specific aim to be achieved and formulated as the expected
future improved situation after the successful completion of the project.
The statement should be drafted wherever possible in terms permitting
subsequent verification of project accomplishments." (TCP Guidelines)
State in what way the project will assist Government in addressing the
major policy issues that face the irrigation subsector.
Data Needs:
- Major challenges to improve irrigated agriculture on a sustainable
basis.
Data Sources:
- Ministry of Agriculture/Department of Irrigation
IV. PROJECT OUTPUTS (RESULTS)
"Outputs (results) to be defined in this section, are the specific
products of activities undertaken, the combined use of which by project
beneficiaries will achieve the objective of the project, provided assumptions
about external factors are correct. They should be defined in terms that
permit their verification in quantity, quality and time, and should be
consistent with the project objective and design, and provide the basis
for the elaboration of a clear, detailed work plan." (TCP Guidelines)
List the specific output expected from the project, i.e. a document of
national irrigation policy and strategy establishing the objectives for
the development of the subsector, identifying policy action to remove
constraints and setting the measures to operationalize the policy through
a strategy.
Data Needs:
- Government objectives for the agricultural sector.
- National inventory of water resources.
- Performance indicators of existing irrigation schemes.
- Eventual gaps in the legal framework for water use.
- Weaknesses in supporting institutions.
- Gaps in irrigation research.
- Current state of irrigation infrastructure.
- Role of public sector in irrigation schemes.
- Geographical distribution of existing irrigation schemes.
Data Sources:
- Ministry of Agriculture/Department of Irrigation
- Team Leader
V. WORK PLAN
A timetable, sufficiently specific to serve: (i) as a practical guide
for the project staff on what activity should be carried out at what time;
and (ii) as an instrument for monitoring project implementation and achievement
for both the Government and FAO.
Data Needs:
- Establish a logical sequence of the major project activities
and input needs.
- Indication of responsibilities for individual project activities.
- Indication of institutional responsibilities for project implementation
Data Sources:
- Ministry of Agriculture/Department of Irrigation
- Ministry of Planning
VI. CAPACITY BUILDING
A paragraph describing how the TCP assistance is expected to contribute
to strengthen the national capacity in formulating national irrigation
policy and in designing a strategy for implementation. It should include
details of how the project experts will contribute to building capacity
in the national institution/country.
Data Needs:
- Number of national staff that would benefit from capacity building
under the project.
- Number of stakeholders that would be involved in the policy formulation
process
Data Sources:
- Ministry of Agriculture/Department of Irrigation
VII. INPUTS TO BE PROVIDED BY FAO
See TCP Guidelines, Annex 1, pages iii to vi.
A concise description of each input under the respective numbered line
items below. Sufficient detail on each budget line should be provided.
The sum of related amounts of each sub-category under each line item should
add up to the total for the line item. Supplies and Materials and Equipment
line items can be detailed, item by item, in an annex. The number to be
procured and estimated costs of each item need to be shown. A "miscellaneous"
item is not accepted but "miscellaneous laboratory glassware"
is acceptable.
1. Personnel services
Technical services of international and/or national experts/consultants
- International consultants/experts
- FAO Advisory Technical Services (ATS)
- National experts and consultants
- International expertise under Partnership Programmes (i.e. TCDC/TCCT
or Retired experts and consultants)
- Administrative support
- Supervisory Technical Services (STS)
Priority and preference should be given to the employment of competent
experts under the TCDC/TCCT programmes in countries that have signed these
agreements. There are specific limits to the use of international expertise
at UN rates. Project drafters are advised to consult with the TCP Unit
before preparing the staffing inputs and budgets.
2. Official travel
3. Contracts, Letters of Agreements or Contractual Service Agreements
4. General operating expenses (GOE)
5. Materials, supplies and equipment:
Materials and supplies
Equipment
6. Direct operating cost (DOC)
7. Training:
- Study tours
- In-country workshops
- Fellowships and academic training
- Young Professionals for on-the-job training
Data Needs:
Number, type and cost of each input (numbers of staff participating, of
items, internal trips, cost per day, DSA rate, monthly consultant rate
etc).
Data Sources:
- Ministry of Agriculture/Department of Irrigation
- FAO
- UNDP
- Local suppliers
VIII. REPORTING
See TCP Guidelines.
Periodic and Mission reports are required for operational monitoring
of projects so that technical and operating divisions of FAO can monitor
the delivery and utilization of inputs. These reports give a TCP project
the required flexibility to meet changing needs and are used to make decisions
about project extensions and budget revisions. Technical reports add to
the body of technical knowledge in support of an irrigation policy.
It is essential that the document specify who is to prepare these reports
and at what intervals. This is particularly true for the Terminal Statement.
If the writer of this document is not specified, the technical officer
assumes this responsibility.
Data Needs:
- Operation-related data/information on specific technical issues
of irrigation.
- Findings and facts relevant to specific policy issues of the
irrigation subsector.
- Progress in establishing implementation procedures for subsector
strategy.
Data Sources:
- Project records
- Project staff
- Records from Water User Associations at provincial and local
level
- Participatory rural appraisal exercises
- Ministry of Agriculture/Department of Irrigation
IX. GOVERNMENT CONTRIBUTION AND SUPPORTING ARRANGEMENTS
This paragraph needs to clearly set out: (i) the resources to be contributed
by Government; (ii) designation of Government responsibility for arranging
for duty-free customs clearance, full access to laboratories and their
test results, and access to the field - which may be under provincial
or district authority. All need to be included in this section as they
might apply.
See in particular TCP Guidelines, Annex I, page vii and the following
excerpts:
Request must be accorded high priority by the Government, which must also
ensure that the required local support facilities and services will be
available and that follow-up action will be taken...
Requests must provide assurance of the fullest possible participation
of the Government in project execution, through such means as the use
of national institutions, personnel and resources. (Annex IVa, page i).
Each project should be supervised by a National Project Coordinator nominated
and paid by the Government. National Project Professional Personnel or
consultants recruited by FAO are fully accountable to the Organization
and cannot be on the Government payroll at the time of their assignment.
(page 10, par 46) They may not be recruited from the counterpart institution/cooperating
agency. (Annex 1, page iv).
Data Needs
- Government contribution in terms of cash, personnel time, facilities,
vehicles, laboratories, building and office space (for workshops and other),
secretarial and translation/interpretation expertise.
Data Sources:
- Ministry of Agriculture/Department of Irrigation
- Ministry of Finance
X. PROJECT BUDGET
The project budget covering the FAO contribution is prepared by FAO,
based on elements received from the requesting country. See TCP Guidelines
for explanatory details.
Data Needs:
- Numerical details on FAO contribution in US$ by budget line.
Data Sources:
- Team Leader, plus national and international project staff
- FAO
- UNDP
- Equipment suppliers
- Travel agents
XI. ATTACHMENTS TO PROJECT AGREEMENT
1. Description of Advisory Technical Services and Supervisory Technical
Services
2. Description of services to be provided under contracts
3. Terms of reference including description of required qualifications
for each international and national consultant/expert and where appropriate
for the National Project Coordinator.
Data Needs:
- Quantitative estimates and descriptions/specifications as relevant
to the above attachment.
- Terms of Reference (TOR) for each national and international
project staff member including FAO technical staff members contributing
to the project. TORs for short-term staff inputs (weeks to several months)
need to describe precise, time bound activities and outputs expected.
Longer-term staff inputs should be more generally phrased to allow some
flexibility and cover unforeseen occurrences.
Data Sources:
- Team Leader, plus national and international project staff
- Ministry of Agriculture/Department of Irrigation
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