I. Introduction
The Technical Cooperation Programme (TCP) was launched in 1976
as an essential means to make FAO's specialized competence more
readily available to member countries for the solution of their
most pressing development problems in the agriculture, fisheries
and forestry sectors, and related to rural development and socio-economic
issues.
Through TCP, FAO allocates limited, but identifiable and assured,
resources to fulfil one of its key constitutional functions, i.e.
"to furnish such technical assistance as governments may request".
It is an integral part of the Organization’s Regular Programme financed
from the assessed budget. In particular, TCP is the instrument,
that enables FAO to respond rapidly to urgent needs for technical
and emergency assistance in member countries and to contribute to
their capacity building. The programme does not operate in isolation,
but is closely associated with other normative and field activities
of the Organization. It contributes in its own right to major Regular
Programme objectives.
The main features of TCP are its unprogrammed and urgent character;
its flexibility in responding to new technical issues
and problems; speed in approval; clear focus; limited project
intervention with short duration; low costs; practical orientation;
and catalytic role. By design and in practice,
TCP meets unforeseen needs, fills critical gaps,
complements other forms of assistance and promotes
resource availability for technical cooperation in the above
fields, whether channelled through FAO or otherwise.
The focus of the programme is on increasing production in agriculture,
fisheries and forestry, and on raising the income and nutritional
standards of small farmers and rural workers. It gives priority
to the least developed countries (LDC), to the low-income food-deficit
countries (LIFDC), and to small-scale producers and workers.
Requests for technical assistance under the programme may be presented
by governments of member countries that qualify for development
assistance under the UN system and by intergovernmental organizations/
of which such countries are members, and are recognized as such
by the UN system and FAO./ They may also be submitted by national
non-governmental organizations (NGOs) and national institutions
or associations, if endorsed by the Government concerned.
Projects under TCP are implemented with the fullest possible involvement
of beneficiaries and the maximum utilization of their personnel
and resources, and recourse to the Technical Cooperation among Developing
Countries (TCDC)/ Technical Cooperation among Countries in Transition
(TCCT) modalities, where feasible and appropriate.
II. Types of Technical Cooperation
TCP provides technical inputs in the form of short-term expert
and consultant services, short-term and practically oriented training
activities, equipment and supplies deemed essential for project
activities (not exceeding 50 percent of the total project budget,
except in the case of emergency projects). TCP projects may include
subcontracts to institutions for technical services. Expert services
may also be provided under FAO’s Partnership Programmes (e.g. especially
TCDC/TCCT expertise).
III. Criteria
The criteria, which govern the nature and the types of TCP technical
cooperation, as laid down by the FAO Governing Bodies, require that
requests from Governments:
" (a) give emphasis to increasing production in
food and agriculture, fisheries or forestry, with a view to increasing
incomes of small-scale producers and rural workers;
(b) be accorded high priority by the Government, which
must also ensure that the required local support facilities and
services will be available and that follow-up action
will be taken;
(c) be directed to an urgent and specific problem or
need, limited to a particular sector or area, and involve practical
action with well-defined objectives and expected results;
(d) complement, without duplicating, other development
activities, fill a critical gap and, where possible,
serve as a catalyst for a larger-scale activity;
(e) be limited in duration, preferably from one to three
months (in no case should the overall duration of project activities
exceed 24 months);
(f) be limited in cost, not exceeding the upward limit
of US$400 000 per project and preferably much lower, and involve
the most effective and least costly method of execution;
(g) provide assurance of the fullest possible participation
of the Governments in project execution, through such means
as the use of national institutions, personnel and resources."/
IV. Project Categories
TCP assistance can be rendered under one or more of the following
categories:
Emergencies (E)
These are projects designed to meet urgent and immediate needs
arising from disasters and unexpected calamities which affect, or
are expected to affect, the country's food, agriculture, fisheries
and forestry situation. They are directed towards resumed productivity
or the limitation of the decline in production, by the provision
of essential inputs, including seeds, pesticides, vaccines, etc.
TCP is not intended to provide emergency food aid. TCP may help
to monitor the situation (food crop assessments by the Global Information
and Early Warning System for Food and Agriculture [GIEWS]), assess
emergency requirements, determine the humanitarian impact of the
emergency in relation to the nutritional and food security situation,
evaluate non-food rehabilitation needs and contribute to the continuum
process from emergency relief to rehabilitation and development.
When an emergency occurs and help is requested, FAO will normally
make an on-the-spot assessment, using expertise closest at hand,
and assist the Government in drawing up a plan of action for immediate
assistance, if required. On the basis of this assessment, TCP may
provide expert advice together with limited amounts of the most
urgently needed equipment, supplies and supporting services, pending
the arrival of more substantive assistance from other sources. While
TCP emergency aid is thus of a transitional nature, it may also
include the services of FAO in mobilizing larger external resources
for rehabilitation programmes, and in starting up coordination of
emergency assistance.
Investment (I)
Projects in this category are aimed at stimulating increased investment,
by the Government itself or with the support of external funding
institutions, in agriculture, fisheries, forestry and rural development.
These projects provide technical cooperation in the form of pre-investment
activities, or by actions that will make an existing investment
project more effective.
When assistance is not available from other sources, TCP may provide
short-term consultancy services for the identification of investment
projects directed to national or external funding sources, including
the World Bank, IFAD, regional banks, multilateral and bilateral
development funds, private credit institutions, etc. These services
are also available for small feasibility studies, for completion
and improvement of existing technical data, for the updating of
data from previous surveys and for conducting limited additional
surveys/studies required for a timely preparation of investment
projects or proposals.
Specialized consultancy services may be provided to help the Government
formulate and introduce certain policy changes which may be a prerequisite
for obtaining external investment funds for development and which
fall within the Organization's mandate. TCP may also offer appropriate
advisory services to fill missing links in current investment projects,
or limited amounts of essential equipment, when required, to bring
investment projects to fruition.
Training (T)
TCP gives priority to practical training of those directly involved
in agriculture, fisheries, forestry and related fields. Academic
training is excluded except in rare cases where it is directly related
to a specific development problem. Whenever possible, training will
be provided locally.
Emphasis is placed, for example, on the following type of activities:
practical training courses for farmers; training in the identification,
formulation and execution of investment projects; refresher courses;
courses in technologies new to the country and of direct practical
application; specialized courses for agricultural, fishery and forestry
technicians and workers, and training programmes for rural women.
Special training may also be arranged in connection with technical
assistance projects outside the country, dealing with specific problems
relevant to the country's agricultural development.
Training projects financed by TCP are of short duration and are
normally implemented on site or at local training facilities. They
may include limited amounts of equipment and other inputs and the
production of teaching materials not available from other sources
and considered essential for the strengthening of a national training
institution.
Advisory services (A)
Governments frequently need assistance in policy matters in specialized
fields to meet urgent requirements that could not have been programmed.
TCP can finance such services which are usually covered by short-term
missions and, under exceptional circumstances, can involve repeated
assignments over a period of time. The topics covered by such missions
are very diversified and may include: public sector development;
support to improved agricultural credit provision; assistance with
strengthening of marketing systems including, where appropriate,
cooperatives and similar bodies; agricultural planning; pest and
disease management and control; seed production; agronomic research;
forestry development; introduction of new technologies for increased
production or productivity; food and nutrition programming and planning;
formulation of new legislation or new policies in the agriculture
sector including natural resources; establishment of disaster preparedness
programmes; sector and subsector reviews, preparation of technical
documentation required for round tables and consultative group meetings;
capacity building; and institutional reform.
Formulation and programming missions (F)
Governments may need the advice of a multidisciplinary mission
to determine the sectors that require strengthening and to identify
technical assistance requirements, including the identification
and formulation of project proposals, for the preparation of country
or rehabilitation programmes or similar exercises conducted by donors,
which are required for the preparation of donor conferences, round
tables, etc.
There are also cases where donors have expressed an interest in
financing a development project, but need a basic document to negotiate
its grant with the recipient Government. In this case FAO can field
a mission to assist in formulating a development programme and in
identifying the inputs to be financed by the donor.
Assistance to development (D)
Small amounts of supplies may be urgently required to stimulate
production, even though not related to an emergency, such as limited
quantities of seeds, pesticides, vaccines, drugs, spare parts, specialized
equipment, or even assistance for the repair of equipment. Assistance
under this category is provided in exceptional cases only when the
essential nature of the input required has been clearly demonstrated.
Assistance for Special Programme for Food Security (SPFS) projects
is covered by this category.
Intercountry cooperation (C)
As part of FAO’s support to technical and economic cooperation
among developing member countries as well as those in transition,
TCP assistance may be used to provide a catalytic input in promoting
such "horizontal cooperation" in clearly identified and
priority areas of FAO’s concerns. TCP assistance must be focused
on the transfer of cost-effective and appropriate technologies,
based on the existing arrangements for sustained and longer-term
cooperation among the participant institutions/countries. In addition
to complying with TCP criteria, such TCDC/TCCT activities should
meet the following prerequisites:
(a) the corresponding TCP request should relate to a problem common
to the participating countries, it should constitute a priority
for their governments and be supported by a clear policy commitment;
(b) the countries concerned should already have initiated, in the
relevant technical field, long-term national programmes (possibly
at different stages of development), which already have at their
disposal human, technical and financial means that need only to
be activated by TCP;
(c) Governments should accept free interchange of technicians,
information, equipment, supplies (such as seeds), etc.;
(d) Governments should agree to cover, either entirely or in part,
the local cost incurred during the exchanges (specialists' salaries,
board and lodging, internal transport, national lecturers, etc.).
Once these four prerequisites have been met, TCP may be used to
facilitate the technology transfer and the sharing of experience
between those national programmes by financing the external cost
of self-contained operations.
TCP may also be used to support research networks, twinning of
institutions, etc. on condition that TCP criteria are met.
V. Formulation of Requests
Requests are normally submitted or endorsed by governments of member
countries, and in some cases by regional or interregional organizations
of which such governments are members. They may also be submitted
by national NGOs or other national institutions or associations
(including non-governmental institutions, national foundations,
cooperatives, unions or other private organizations) if endorsed
by the Government concerned. However, at the request of
the Government, the FAO Representative's office, the subregional
offices, the regional offices, FAO headquarters or FAO field projects,
can provide assistance in formulating appropriate requests for assistance.
In strictly exceptional situations, and if field missions are required
for project formulation, the expenditures for the project formulation
can be considered as an advance allocation to be subsequently included
in the project budget when approved.
VI. Format of Requests
There is no rigid format for the presentation of requests for TCP
assistance. However, to ensure prompt action and to avoid the need
to return to the originator for clarification, requests should contain,
in sufficient detail (as shown in Annex I), the basic information
required for a thorough appraisal and for the preparation of a draft
project agreement, i.e.:
(a) a brief description of the specific problem to be solved and
the issues to be addressed, complemented when appropriate by background
information on the geographical area where assistance is to be applied
as well as the expected beneficiaries of the assistance;
(b) a brief justification for the urgency of the request, the critical
gap to be filled, and why financing could not be made available
from other sources;
(c) a clear definition of the objectives and the expected results
of the assistance requested;
(d) a work plan with a schedule for implementation;
(e) an itemized statement of the assistance required from FAO,
such as number and specialization of consultants/experts with the
tasks to be performed, description and quantities of equipment and/or
supplies, type and level of training and number of participants
involved;
(f) a clear indication of the manner in which the Government intends
to participate in project implementation (designation of the Ministry,
agency or organization responsible; description of local support
arrangements, facilities, services and national staff to be assigned);/
(g) a statement on the type of action that is envisaged by the
Government as follow-up to the TCP-supported activity, including
identification of expected sources of funding;
(h) a short description of other assistance received or programmed
in the same or related areas.
VII. Submission of Requests
Requests for TCP cooperation must be addressed to the Director-General
of FAO. The Assistant Director-General of the Technical Cooperation
Department may receive requests on behalf of the Director-General.
In those countries where FAO has an accredited Representative, the
requests should normally be channelled through him/her./
The request may be in the form of a letter, cable or fax (e.g.
in case of emergencies), or in the form of a fully or partially
formulated project proposal. The communication submitting the request
should confirm that it has been endorsed by the Government authorities
responsible for the coordination of external technical cooperation,
as well as by the technical ministry concerned with the subject-matter.
In cases where a request originates from an entity other than a
national government, ministry or agency (e.g. non-governmental institutions,
national foundations, cooperatives, unions or other private organizations),
it must be channelled through, endorsed and officially submitted
by the Government authorities responsible for the coordination of
external technical cooperation. Requests for regional activities
must be endorsed either by at least three countries participating
in the regional activity or by an intergovernmental organization
recognized by FAO.
In consultation with the Government authorities concerned, the
FAO Representative reviews the request. In this consultation, he/she
will in particular advise them on the need to respect the characteristics
and criteria of TCP and more specifically on the need to focus the
request on the urgency of the problem to be solved, the critical
gap to be filled, the need for practical orientation of the assistance
requested, the relation of the requested assistance to Government
priorities and ongoing technical assistance activities, the means
of rendering assistance and other relevant factors, such as expected
follow-up and catalytic effects. The FAO Representative will also
review with counterparts the possibility of linking the requested
assistance to the SPFS. This may include different types of assistance:
some in form of technical, administrative or operational supporting
arrangements, provision of inputs or services, or the use of outputs
and results, with the objective that SPFS projects and TCP funded
projects have a mutually supportive role where appropriate, practical
and feasible. In addition, he will review the possibility and scope
for South-South Cooperation arrangements as a source of expertise
within the framework of TCP projects.
VIII. Project Appraisal
All requests are subject to a thorough review and appraisal process
at different levels of the Organization, involving the FAO Representative,
the technical and operating officers at the FAO regional or subregional
offices, and the Technical Cooperation Programme Service (TCOT)
and the technical units concerned at FAO headquarters.
The FAO Representative prepares a formal in-country appraisal
(ICA)/ in which he/she provides his/her personal and independent
assessment on the importance and context of the request, emphasizing
specifically its relation to Government and donor policies and priorities
and chances for follow-up activities. When submitting the ICA to
FAO headquarters a copy is sent to the regional office or subregional
office concerned for follow-up action, as appropriate. The regional
and subregional offices will specifically assess to which extent
the requested assistance from FAO would contribute to enhancing
food security in the country or region/subregion
The appraisal process aims at ensuring that:
- the assistance is in accordance with the mandate and the priorities
of FAO as decided by its Governing Bodies (regional offices and
the Policy Assistance Division [TCA]);
- the request does not duplicate other activities, especially supported
by external assistance, including on-going or previous TCP assistance
(TCOT and FAO Representatives);
- the request meets TCP criteria (TCOT);
- the proposal is not a mere repetition or follow-up of previous
TCP assistance (TCOT and FAOR);
- the proposed assistance is technically and operationally feasible
and has a potential for follow-up and medium- and long-term catalytic
effects (FAO Representatives, technical and operational units at
headquarters and regional offices, as appropriate);
- the Organization has adequate capacity to backstop project implementation
(technical divisions);
The review and appraisal process is managed and coordinated by
TCOT./
If, following the appraisal of the request for its compliance with
TCP criteria or its technical and operational feasibility or for
reasons related to the financial possibilities of TCP, the requested
assistance cannot be approved, the Government is informed immediately
by the Assistant Director-General, Technical Cooperation Department,
or by the Chief, Technical Cooperation Programme Service, directly
or through the most appropriate channel (FAO Representative or UNDP
Representative, as appropriate).
36. Non-emergency projects are reviewed by the Programme and Project
Review Committee (PPRC) to ensure synergy within the field programme
and with the Organization’s goals and policies/.
IX. Project Approval
37. Authority for project approval rests with the Director-General,
who may delegate it to a senior official of the Organization who
is normally the Assistant Director-General of
the Technical Cooperation Department.
X. Project Agreements
TCP projects are normally covered by a project agreement which
must be approved and signed by both the Government (or the intergovernmental
organization) and the Director-General of FAO. Project agreements
for regional projects must be signed by all participating Governments.
These agreements describe the urgent and specific problem to be
addressed, the objectives of the project, the expected concrete
results, the means by which the project will be implemented, and
the obligations of the two parties.
As soon as a project agreement has been prepared, it is sent to
the Government (or the intergovernmental organization) for examination,
if it differs significantly from the original request, or directly
for signature if it is in direct response to the problem defined
in the request. If, at any stage, a substantive revision of the
agreement is required, the amended version also requires approval
and signature by the Government (or the intergovernmental organization)
and FAO.
Three modalities have been established permitting rapid and focused
response to requests provided the TCP criteria are met/:
TCDC/TCCT Stand-Alone Expertise arrangement provides
only TCDC/TCCT expertise of limited nature (1-3 experts with short-duration
assignments) to respond to specific well-defined needs.
ATS Fast-track processing arrangement provides technical
services of FAO technical staff to resolve urgent and well defined
specific problems (max. US$50,000).
TCP Facility for FAO Representatives enables FAO Representatives
to recruit local consultants for short-duration assignments (up
to US$10,000) to
quickly solve a specific technical problem for which the expertise
may not be immediately available within Government services;
to formulate project ideas or documents required for submission
to extra-budgetary funding sources;
to carry out small sector studies or to prepare background documents
required by Governments, including reports for the GIEWS.
For very small or for very urgent projects, the project agreement
may be replaced by a letter of agreement from the Director-General
to the appropriate authority./
Whenever immediate action is warranted in dealing with an emergency
or other urgent problem, or when the agreement conforms to the request,
the initiation of project activities is authorized by the Director-General
as soon as he/she has approved the project and the Government is
informed accordingly.
XI. Technical Responsibility for
TCP Assistance
Whatever the implementation arrangements and the types of cooperation
provided under TCP, the responsibility for the soundness and the
quality of the services rendered rests with FAO, which ensures that
the technical cooperation arrangements meet the highest technical
standards leading to the best possible technical results under the
circumstances of the project.
XII. Project Implementation and
Monitoring
TCP projects are implemented jointly by FAO and the national counterpart
institution/cooperating agency designated by the Government (or
the intergovernmental organization), which provides on a full-time
basis the technical and administrative personnel, in addition to
other local facilities and resources, and which are necessary for
the work of the project personnel recruited by FAO. The implementation
arrangements depend on the country and the type and duration of
the project. Normally, TCP projects would be operated by the FAO
Representative, Technical Officers in the Regional or Subregional
Office and Headquarters, and in exceptional cases by Country Project
Officers located in the Regional Office or Headquarters. The decision
on the operating arrangements is taken by TCOT based on guidance
from the Field Operations Division, TCO.
No project can, however, have a duration exceeding 24 months, and
the appointment of international or national consultants/experts
cannot exceed 12 months. Appropriate use is made of national expertise
and national institutions, taking advantage of their intimate knowledge
of the problems of the country.
45. FAO will implement TCP-funded projects using the most efficient
and cost-effective means of implementation, and take full advantage
of FAO’s Partnership Programmes (e.g. use of TCDC/TCCT experts and
Retired experts), provided suitable expertise at the required level
is available under these programmes and the parties agree to meet
the obligations under these Partnership Programmes.
46. Depending on the complexity and type of the project, establishment
of a Project Steering Committee is encouraged with the participation
of the most senior government officials concerned, for the purpose
of steering and monitoring the project's implementation. The FAO
Representative, in the recipient country, should normally be a member
of the Project Steering Committee.
47. Each project should be supervised by a National Project Coordinator
nominated and paid by the Government. National Project Professional
Personnel or consultants recruited by FAO are fully accountable
to the Organization and cannot be on the Government payroll at the
time of their assignment.
48. Depending on the project, international consultants will visit
the country once or at intervals in accordance with their terms
of reference. Where required and appropriate, they will guide, assist
and supervise the national teams provided by the Government, including
national experts and consultants recruited by the project, in performing
their assignments within the framework of the project. Each national
and international consultant, including FAO technical personnel
providing Advisory Technical Services (ATS),/ is responsible for
preparing technical or other reports, as required in the project
agreement, that are reviewed and cleared by FAO technical divisions.
The use of TCDC/TCCT experts will be implemented in accordance with
the provisions set out in the Guidelines for use of TCDC/TCCT experts.
49. During their implementation, TCP projects are monitored by
the FAO Representative (or the UNDP Representative) and by FAO Project
Task Forces, which operate from the FAO regional or subregional
offices, and/or FAO headquarters by means of telecommunication.
The appropriate units of FAO can at any time, and even after project
completion, inspect, evaluate and audit projects funded under the
Technical Cooperation Programme.
XIII. Project Follow-Up
50. Upon completion of field work on a TCP project and before the
departure from the country of FAO experts or consultants (if applicable),
discussions are organized by the FAO Representative with the Government
to review the project’s achievements and results, to identify pending
issues, to agree on immediate follow-up action, and to examine the
need and the potential for future technical cooperation requirements,
including future involvement of FAO through extra-budgetary funding
sources (Trust Funds or UNDP) or national funding (UTFs).
51. The completion of each project’s activities is sanctioned by
a Terminal Statement or Concluding Letter, in which FAO informs
the Government at the highest level of the project's major achievements
and recommendations.
52. One year after completion of the project's field activities
and the submission of the Terminal Statement or Concluding Letter,
the national counterpart institutions concerned and the FAO Representative
shall review the actual follow-up to each project as well as its
catalytic impact, and prepare a report for FAO headquarters and
the Government.
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